Compliance Resources

Working the Network: How Mortgage Loan Officers Are Using LinkedIn

Despite the rapid addition of new platforms to the social media landscape, LinkedIn remains one of the most popular in terms of use, beating out...

Read more

TCC (Taking Care of Compliance) – A Spotlight on FINRA Social Media Compliance

The phrase “Taking Care of Business (TCB)” is synonymous with the King of Rock n’ Roll Elvis Presley, who utilized the acronym with a lightning bolt...

Read more

Navigating The Brave New World of Remote Work

Of all the changes wrought by the COVID-19 pandemic, remote work has become the stickiest. 

Read more

3 Reasons Why Mortgage Social Media Marketing Is Worth the Risk

Social media has emerged as one of the most powerful tools in digital marketers’ toolbox. However, in the highly-regulated world of mortgages where...

Read more

5 Social Media Post Ideas for Banks to Drive Customer Acquisition and Retention

With 72% of U.S. adults reporting using at least one social media platform, social media is an obvious channel through which banks can engage with...

Read more

That’s Not My Page! Social Media Made for You, But Not by You.

Carefully curating a corporate mortgage/financial services social media presence is practically a full-time job, given the intense regulatory focus...

Read more

DOJ’s Settlement with Meta Highlights Regulators’ Increased Focus on Digital Redlining via Social Media Marketing

Those that do not heed the recent warnings from the federal level about Fair Lending do so at their peril. As an example of the lengths regulators...

Read more

Mischief Managed: Managing Social Media Risk as Part of Your CMS

Having a compliance management system (CMS) is a well-known regulatory imperative, but did you know that mortgage lenders and financial institutions...

Read more

ECOA & Advertising: What’s the Connection?

With Fair Lending top of mind for regulators and lenders alike, it is essential to understand the regulatory underpinnings of this legal concept. Two...

Read more