Compliance Resources

Risks to Working Remote

The COVID-19 pandemic fundamentally changed the way that the financial industry does business. Before lockdown, an estimated five million Americans...

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Consumer Complaints & Social Media

Whoever first coined the phrase “There’s no such thing as bad publicity” undoubtedly uttered this famous quote long before the age of social media....

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The Social Media Compliance Message – Pay Attention!

The changes with the Biden Administration have many mortgage lenders on edge. A new appointee to the CFPB, forbearance concerns from the pandemic,...

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Social Media and Employment Agreements

In just a few short years, social media has forever changed how many industries do business and the mortgage industry is no exception. Facebook,...

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Fair Lending and Social Media

In July of 2020, the Consumer Financial Protection Bureau (CFPB) filed a lawsuit against a Chicago-based nonbank mortgage lender, for violations of...

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How to Stay Off the Front Page

On January 6th, 2021 a group of people stormed the United States capital and infiltrated the House and the Senate. This was a tumultuous time for all...

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The FFIEC and Me

In 2013, which feels like a lifetime ago, the Federal Financial Institutions Examination Council (FFIEC), released guidelines to help financial...

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Why Loan Officers Should Use Professional Pages on Social Media

Social media has been such a big part of our personal lives for the past 10 years. The number of social media network users worldwide has increased...

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Corporate Social Media Horror Stories

Professionalism in the financial industry goes beyond how you dress, how you treat customers and co-workers, and how well you remain legally...

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