Social media compliance oversight all in one unified platform.
Social media noncompliance is the most common and costly violation in digital regulatory examinations.
ActiveComply® Social provides one platform that automatically monitors, flags, and remediates social media compliance issues across your organization’s advertising and field officer activities.
Uncover the unknown, automatically.
Users don’t always tell you when they create an account, but regulators will cite you for them. ActiveComply® Social hunts down rogue accounts effectively so you can identify the social media accounts that need to be monitored.
Catch problems before they become violations.
One problematic post can trigger a regulatory complaint in hours. ActiveComply® Social scans posts from monitored profiles in real time, flagging keyword violations, advertising language, and disclosure gaps the moment they appear.
Gives you the whole picture without any blind spots.
Compliance violations don’t just live in captions. They hide in infographics, rate flyers, and promotional images. ActiveComply® Social extracts and reads text from every image your team posts, eliminating unseen infractions manual reviews often miss.
Makes sure you’re aware when it’s not there.
Missing regulatory logos like the ones required by Equal Housing, FDIC, and NCUA isn’t a minor oversight. It’s a major violation waiting to be cited. ActiveComply® Social uses machine learning to scan profile bios and cover photos, catching missing logos with nearly 100% accuracy.
Keeps an eye out so all IDs are in.
For both entities and individuals, license number violations are one of the most common citations issued. ActiveComply® Social scans profiles and cover photos to confirm license numbers like NMLS IDs and RIA numbers are present, conspicuous, and correct before an examiner has a chance to tell you they’re not.
Enjoy no-wait remediation assistance.
ActiveComply® Social can send clear and comprehensive remediation guidance based on any social media infraction. You can create an email domain to match your organization to schedule automated reminder emails and apply customized ticket instructions wherever it’s needed.
We keep up with your organization, no lists needed.
Say goodbye to supplying an exhaustive list of licensees or their state license changes. ActiveComply® Social uses a subset of data from NMLS Consumer Access™ to provide an easy onboarding experience for mortgage companies.
Stops bad posts before they go viral.
One poorly worded post can damage your brand and invite regulatory scrutiny. ActiveComply® Social flags inappropriate language across both post text and images, giving compliance teams the chance to act before content causes a problem.
Gathers the metrics that matter most.
Your leadership needs more than a list of flags. They need the full picture. ActiveComply® Social includes an executive dashboard that surfaces trends, training gaps, review sentiment, and team-level risk across any timeframe, so decisions are driven by data, not guesswork.
Saves all your posts and puts them at your fingertips.
Regulators treat social media posts as advertisements, which require record retention. ActiveComply® Social automatically archives your team’s full post history, keeping everything organized and audit-ready.
Keeps your compliance program on its game.
Regulations change, so your compliance program needs to stay in the know. ActiveComply supplies monthly newsletters, how-to guides, and training resources for compliance, marketing, and sales teams alike.
Provides video compliance at fast-forward speed.
Video is the fastest-growing content format in financial services — and the hardest to monitor. Add on this premium feature of ActiveComply® Social that automatically transcribes, summarizes, and scans every post for trigger terms and compliance risks.
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ActiveComply®’s purpose-built product suite covers every compliance vector your regulators examine.
