About Us

ActiveComply®‘s platform is built on more than ten years of compliance technology development, used by more than 60 million professionals to date. That foundation — combined with deep regulatory knowledge across mortgage, banking, wealth management, and insurance — has produced a platform that compliance teams can deploy without an IT project, use without a training program, and rely on when an examiner arrives.

Our products automate the monitoring, review, and recordkeeping that regulated institutions are required to maintain. ActiveComply® Social monitors social media activity across field populations. ActiveComply® Pre-Review automates advertising content review and approval. ActiveComply Web keeps institution websites compliant. ActiveComply® Inspect standardizes branch, workstation, and event inspection documentation. Together, they give compliance teams the visibility and documentation their regulatory environment requires.

ActiveComply® serves independent mortgage banks, banks with mortgage divisions, credit unions, RIA firms, independent RIAs, broker-dealers, and insurance carriers. Our platform is purpose-built for regulated financial services — not adapted from generic monitoring or document management tools.

We build in direct collaboration with the compliance professionals, regulators, attorneys, and industry stakeholders who use our products. That process has not changed since we started, because the problems our clients face do not stay still either. Compliance is not a box to check. It is an ongoing operational obligation that grows with every new platform, every new hire, and every new regulatory requirement. ActiveComply® is built to keep pace with it.

Ready toreduce your risk?

Manage your compliance confidently with our easy-to-use, affordable suite of regulatory compliance products.