Advertising Compliance solutions designed for your environment.
Residential mortgage advertising lives under a regulatory microscope. ActiveComply® monitors every loan officer and corporate profile, reviews every piece of collateral, and tracks licensing data down to the state level, so your team stays compliant at every touchpoint.
Banks and credit unions face advertising scrutiny from multiple directions — federal regulators, state examiners, and increasingly, the court of public opinion. ActiveComply® gives depository institutions automated monitoring, review, and record keeping across every advertising channel, so your institution stays clean and exam-ready at all times.
The SEC, FINRA, and state regulators raising the bar on advisor advertising; from social media to client testimonials to performance claims. ActiveComply® gives wealth management firms the automated monitoring and review infrastructure to stay compliant at every level, from the home office to the field.
State insurance regulators have high expectations for how carriers and their agents advertise. With field forces operating across dozens of markets and platforms, staying ahead of every requirement is no small task. ActiveComply® gives insurance compliance teams the automated monitoring, review, and record keeping they need to keep their agent networks compliant and their institutions exam-ready.
