Compliance isn’t one-size-fits-all. ActiveComply®’s suite of products is purpose-built for regulated institutions to manage advertising compliance and field-level oversight with more ease and greater confidence.
Whether you’re a compliance officer managing exam risk, a marketing team trying to launch faster, or a field officer who just needs approved materials, ActiveComply® delivers the right tools for you.
Advertising Compliance solutions designed for your environment.
Residential mortgage advertising lives under a regulatory microscope. ActiveComply® monitors every loan officer and corporate profile, reviews every piece of collateral, and tracks licensing data down to the state level, so your team stays compliant at every touchpoint.
Banks and credit unions face advertising scrutiny from multiple directions — federal regulators, state examiners, and increasingly, the court of public opinion. ActiveComply® gives depository institutions automated monitoring, review, and record keeping across every advertising channel, so your institution stays clean and exam-ready at all times.
The SEC, FINRA, and state regulators raising the bar on advisor advertising; from social media to client testimonials to performance claims. ActiveComply® gives wealth management firms the automated monitoring and review infrastructure to stay compliant at every level, from the home office to the field.
RIA Firms (Multi-advisor practices)
State insurance regulators have high expectations for how carriers and their agents advertise. With field forces operating across dozens of markets and platforms, staying ahead of every requirement is no small task. ActiveComply® gives insurance compliance teams the automated monitoring, review, and record keeping they need to keep their agent networks compliant and their institutions exam-ready.
Address the compliance problem you’re trying to solve.
Regulatory exams don’t give much warning. ActiveComply® maintains complete, audit-ready logs across social media, marketing reviews, and field activity, so you’re prepared before the examiner walks in.
Supervising loan officers across markets is nearly impossible manually. ActiveComply® automates social media monitoring and flags compliance issues at the individual level, giving compliance teams the visibility they need without the manual workload.
Every marketing flyer, brochure, social post, and other advertising asset types are potentialcompliance exposures. ActiveComply®’s AI-powered review catches violations before anything goes to market, cutting approval times from days to minutes. (Supported content types include pdf, .jpeg, .png, .docx, and .ppt)
Remote and hybrid work didn’t eliminate the requirement for workstation inspections. It just made them harder. ActiveComply® can bring the inspection process online, making it fast, consistent, and exam-ready.
