ActiveComply® Social
originator-level monitoring across major platforms with licensing disclosure verification and automated archiving
Mortgage broker advertising compliance scales with every lender partnership and every new state market you enter. ActiveComply® gives brokerage compliance leads automated monitoring across originator social profiles, structured review for co-branded materials, and NMLS licensing disclosure verification. All without requiring a dedicated compliance team to execute it.
The most common exam exposures facing mortgage brokers include:
State regulators expect the same advertising compliance standard from brokers as from large IMBs. Without a dedicated compliance team to manage it, exam findings can multiply.
originator-level monitoring across major platforms with licensing disclosure verification and automated archiving
structured review workflow for co-branded and lender-partner materials against MAP Rule, state disclosure requirements, and more
compliance review of originator websites and landing pages
Yes. The ActiveComply® monitoring system uses a subset of data from NMLS Consumer Access™ to provide an easy onboarding experience for all our clients. ActiveComply® Social includes licensing disclosure verification, which checks licensing data against advertising content automatically as part of the monitoring workflow. This covers the disclosure requirements most commonly cited in state exam findings.
The cost of a single exam finding in remediation, legal fees, and reputational exposure typically exceeds the annual cost of the platform. Institutions that have moved from manual monitoring also report a meaningful reduction in compliance staff hours spent on routine tasks, freeing capacity for higher-value work without adding headcount.
ActiveComply® supplements your existing compliance program rather than replacing it. The platform automates monitoring, surfaces violations for human review, and documents the outcomes. Your team retains judgment and decision authority throughout.
See how ActiveComply® automates mortgage broker advertising compliance and originator oversight across social media, content review, and recordkeeping.