Products

ActiveComply Social Social media compliance oversight all in one unified platform. ActiveComply Pre-Review Compliance reviews at the speed of your campaigns. ActiveComply Inspect Inspections on record. No matter where your team is working from. ActiveComply Web Your website is under scrutiny. We have you covered.
Managed Services We manage the busy work. You focus on your priorities. From advertising compliance to website oversight and virtual inspections, our team helps you take action so nothing slips through the cracks.
Who We Serve

Compliance Teams Marketing Teams Sales and Field Officers Executives
Role Overview

Independent Mortgage Banks IMB compliance teams automated monitoring, AI-powered content review, and exam-ready record keeping. Insurance Carriers Automated monitoring across the agent population, state-by-state advertising rules logic, and exam-ready record keeping. Mortgage Brokers Automated monitoring across originator social profiles, structured review, and NMLS licensing disclosure verification. Independent Registered Investment Advisors (RIA) Automated social media monitoring, AI-powered content review, and SEC Books and Records archiving. Banks with Mortgage Divisions Centralized oversight across both, with monitoring that applies OCC, FDIC, and state banking advertising standards. Registered Investment Advisor (RIA) Firms Automated monitoring across advisor social media, AI-powered content review against the SEC Marketing Rule, and SEC Books and Records archiving Credit Unions Automated monitoring, review, and record keeping that keeps your institution exam-ready and member trust intact. Broker-Dealers Centralized visibility across the rep population, automated FINRA Rule 2210 screening workflow, & Rule 4511-compliance
Industry Overview

Exam Readiness Field Officer Supervision Ad Review and Approval Remote Inspections
Use Case Overview
Resources
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